In response to our latest, "How can we help you?" post, an anonymous reader writes in:

I am currently on the job market and would love advice on how to signal in my applications that I will certainly be done in time to start a position in the summer or fall. I have heard conflicting advice on this: defend as early as possible, have the PhD in hand, etc. I am in a situation where I could defend as early as March (and my whole committee has met and agreed that I am ready), but as soon as I defend, my funding gets cut off. So I would like to hold off on the defence so that I can continue to receive funding and not go into debt (!!) If I say in my cover letter that I will be defending in June, is that a red flag or is it early enough for search committees to take my application seriously?

This is an excellent question, as in my experience many (most?) grad students face this quandary. On the one hand, if they defend their dissertation before going on the job-market, they cannot continue to get grad school funding (which, obviously, can be a big problem if they don't get a job). On the other hand, if they don't defend before going on the market, that might undermine their job-market competitiveness, as search committees want to be sure a candidate will have their PhD. What should grad students in this position do?

Unfortunately, it is not at all clear. In response to the above query, another commenter, "Jaded", wrote in:

A search committee has no reason to believe an applicant that s/he will be done her/his dissertation when s/he says s/he will be done in an application letter. We have all been lied to far too many times. And the applicant is not always in the best position to say this with any authority. Indeed, most of us do not even trust thesis supervisors on this issue. I know this is not what you want to hear but that is how it looks from the other side of the table. I would always pick an applicant who has their degree in hand.

In my experience, Jaded has good reason to be jaded. I've heard of more than a few cases of candidates (and their letter-writers) saying the candidate would defend before getting hired, only for the candidate to not defend before being hired. In these cases, the candidates (who, I expect, thought they were acting in good faith) put the school they were hired by in a bad situation. The candidates could not only not be hired into the job they applied for (instead of being hired as Assistant Professors, they had to be hired as Lecturers or Instructors); they also had to continue working on their dissertation while on the job–something which, in many different ways, is a very bad way to start things off (it not only puts the hiring institution in a bad spot; it puts the person hired in a terrible spot, as it may not only frustrate their new colleagues also but prevent them from effectively transitioning into their new job-responsibilities, i.e. teaching and publishing for tenure).

Unfortunately, although Jaded's remarks are apt–and job-candidates should be aware that search committees may be likely to think just as Jaded does–the question still remains: what should candidates do? I wonder what the community thinks. For my part, I have two ideas.

First, I wonder whether there might be creative ways that candidates might demonstrate to committees that they will indeed defend before being hired. While I know some candidates go on the market with only a few chapters of their dissertation finished (and these, presumably, are the potentially overly-optimistic folks that search-committee members like Jaded worry about), I've known other candidates to go on the market with most of their dissertation already drafted. Here's one creative possibility for the latter candidates. What if they posted a dissertation table of contents and drafts of their completed chapters to a private webpage, noting in their letter that their dissertation is mostly drafted and linking to the private webpage in their letter or CV? I'm not sure if that would entirely assuage search-committee members' concerns–but I imagine it might comfort them a whole lot more than simply the candidate or their letter-writers merely saying they will be finished! 

Second, I cannot help but wonder whether grad programs need to better address this entire situation. In recent years, I have heard of some grad programs more or less assuring their new PhDs of temporary employment at their home department for at least one year after receiving their degree. This seems to me a kind and responsible thing to do in today's brutal academic market. Given that grad students spend anywhere from 5-10 years in their grad program, setting aside temporary Instructor positions for newly minted PhDs seems to me far preferable to just cutting students loose onto the market without further funding.

Anyway, what do you all think? Do you have any suggestions or better solutions?

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7 responses to “Reader query: a job-market quandary”

  1. Jaded

    Marcus,
    Thanks for taking this issue up. I think it is really important. I teach at College that is concerned first and foremost with teaching. That said, my colleagues are accomplished researchers as well.
    But my reaction to a promised completed though-not-yet-complete dissertation is motivated by a concern to have a colleague who can start their job immediately. It is terrible when someone arrives still working on their dissertation. Let me be frank, though. I am also concerned to treat those who have been on the market for a while (people like you) justly. I think they should not be passed over. In fact, I am so impressed by people who manage to publish when they are on the market for years, and often in contingent and underpaid positions. I think such people are a far better bet than a yet to be defended dissertation candidate.

  2. Chiming in with my $0.02 here. I think it behooves candidates who are at an advanced stage to state very clearly in the cover letter the status of the dissertation. I have in mind a sentence like: “My dissertation defense is scheduled for May 20th; the entire dissertation is drafted; and the entire committee has already approved the first four of the five chapters.” I would think that if your advisor says something similar in the letter of recommendation, that might at least assuage some of the worries.
    There’s many a slip between lip and cup though, so perhaps committee members would still have good reason to be skeptical even of this more detailed statement. Still it has to be better than, “I will defend my disseration in May.”

  3. Kristina Meshelski

    In my department I have never heard anyone prefer an in-hand degree to an almost completed degree. I’m not sure, but this may have to do with our employment contracts at CSUN, the university hires you contingent on your having received the PhD by a certain date right before your start date. So we would never be, for example, stuck with someone without a PhD. In this market, if a candidate failed to meet that contract requirement we would probably call the #2 candidate and be perfectly happy with them.
    From my, admittedly limited, experience, the search committee can tell by someone’s job talk and interview if they aren’t really as finished with their diss as they claim to be. You occasionally do see, comparing two candidates that are both good, that one clearly has a more developed research program than the other. These judgments tend to be more important than worries about when the exact defense date is.
    In this market I would advise to keep your grad funding as long as possible and worry about publishing in highly regarded journals to indicate that you are professional ready. And maybe ask your adviser to say in their letter that the defense is scheduled, or even that the only thing delaying the defense scheduling is funding issues, but the diss is done or something like that. And of course if someone is going to write this in a letter they would have to back it up by talking about your research in a way that indicates that it is done and they already know all about it.

  4. Tom

    defend, but don’t do the official paperwork. Have all committee members sign an official-looking document saying something to the effect of “I’ll sign the real paperwork when the time comes”. Then you can honestly say you’ve defended, but also avoid the pulling the trigger that cuts off funding.

  5. Original poster

    Thanks for these really helpful suggestions! I’ll have to get creative. My institution has policies that prevent candidates from defending but not submitting final paper work. Grad studies gives candidates two weeks to submit the final paperwork after the defence, at which point funding ends.

  6. Hi Tom: I’m not sure that’s a viable alternative. I suspect at many institutions, that might be considered a serious breach of academic procedure. In my experience, institutions usually require official paperwork to be filed to schedule a defense–and so if it ever got out that faculty were doing something different, it might create big problems for the faculty (and department) that engaged in the practice. Also, this is probably a moot point for most candidates in this situation–as typically (or so it seems) candidates going out on the market ABD don’t really have the full dissertation complete at the time they go on the market.

  7. Most of this has been said already, but worth repeating/emphasizing, I think:
    1) Jaded is right than some schools won’t seriously consider ABDs for jobs, even if the ad says otherwise. And you can’t blame them: given the oversupply of candidates, its an avoidable risk (and I say this as someone who went out very ABD last year). But, not every school is like this, and you often can’t know which is which. So I think its better do what you can to minimize problems across the board, even if its futile in specific cases.
    2) So what do you do? One option is to have your letter-writers address the issue as well. This is especially true if you’re only delaying the defense for bureaucratic/financial reasons. Having your committee chair (and maybe a second recommender) say “The defense is ready to go but..” or “the defense will be ready to go, but…” carries a bit more weight than when you say it (though again, as Jaded notes, not in every case).
    3) Another option is to stress evidence of progress/completion. As Marcus suggests, you can post (parts of) your diss on the research section of your website. If possible, you can also say things like “I presented Ch. 1 at so-and-so conference” or “Ch. 2 is under review as a free-standing article”.
    4) Your research statement is crucial here. You must show (not tell) that your dissertation is near completion. This can be difficult, because tone matters as much as content. Minimally, it should be in present tense (not future), be fairly detailed (but not too long), and should reflect a kind of big-picture confidence that each chapter is worked out on its own and also fit into a coherent whole.

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